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Chan, Tan Lo 陳丹璐
SFC ID:
AGP192
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SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC bans Chan Tan Lo, ex-BOCI Securities, for 14 months
SFC, 19-Mar-2020
For overcharging clients in bond mark-ups by failing to pass on lower-than-expected execution prices.
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