Personnel Hong Kong SFC License Details (ID 70916)

Personnel Hong Kong SFC License Details (ID 70916)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-12-18	-
	Rep	Dealing in futures contracts	2005-10-13	-
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-12-23	2011-01-27
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-04-02	-
CHRISTFUND SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-05
	Rep	Advising on securities	2003-04-01	2003-04-05
	Rep	Asset management	2003-04-01	2003-04-05
	Rep	Dealing in securities	2003-04-01	2003-04-05