Personnel Hong Kong SFC License Details (ID 70917)

Personnel Hong Kong SFC License Details (ID 70917)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-02-10	-
	Rep	Leveraged foreign exchange trading	2011-08-05	2014-11-27
	Rep	Dealing in futures contracts	2010-12-06	-
	Rep	Dealing in securities	2010-12-06	-
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-07-07	2010-11-26
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-03-20	2010-11-26
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-11-28	2010-11-26
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-11-25	2010-11-26