Chen, Chi Hing 陳志興

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2019-06-28	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-06-28	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-05-28	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-28	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2016-10-28	2019-04-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2016-10-28	2019-04-30
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-02-13	2016-09-16
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-02-13	2016-09-16
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-05-30	2013-04-12
	Rep	Dealing in futures contracts	2006-01-04	2013-04-12
	Rep	Dealing in securities	2006-01-04	2013-04-12
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2005-08-08	2005-10-03
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-05-12	2005-10-03
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-05-12	2005-10-03
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-05-12	2005-10-03
KARL THOMSON INVESTMENT CONSULTANTS LIMITED	Rep	Advising on securities	2004-05-31	2005-05-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.