Personnel Hong Kong SFC License Details (ID 70925)

Personnel Hong Kong SFC License Details (ID 70925)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2021-09-03	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2020-01-24	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-01-24	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-01-08	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-01-08	-
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2018-05-02	2019-11-29
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2018-05-02	2019-11-29
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-02-10	2018-04-18
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2015-02-10	2018-04-18
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-06-08	2014-11-26
	Rep	Dealing in futures contracts	2007-09-20	2015-02-09
	Rep	Dealing in securities	2007-09-20	2015-02-09