| BOCI SECURITIES LIMITED | RO | Advising on securities | 2026-02-04 | - |
| RO | Dealing in futures contracts | 2026-02-04 | - |
| RO | Dealing in securities | 2026-02-04 | - |
| Rep | Advising on securities | 2020-07-06 | 2026-02-04 |
| Rep | Leveraged foreign exchange trading | 2011-12-19 | 2014-11-24 |
| Rep | Dealing in futures contracts | 2005-10-13 | 2026-02-04 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-20 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-20 | 2026-02-04 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-18 |
| Rep | Asset management | 2003-04-01 | 2003-08-18 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-18 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-07-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-18 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-18 |
| Rep | Asset management | 2003-04-01 | 2003-08-18 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-18 |
| Rep | Dealing in securities | 2003-04-01 | 2004-07-13 |