Cheung, Shing Yat 張聲一 SFC Licences and HKMA Registrations (ID 70934)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	RO	Advising on securities	2026-02-04	-
	RO	Dealing in futures contracts	2026-02-04	-
	RO	Dealing in securities	2026-02-04	-
	Rep	Advising on securities	2020-07-06	2026-02-04
	Rep	Leveraged foreign exchange trading	2011-12-19	2014-11-24
	Rep	Dealing in futures contracts	2005-10-13	2026-02-04
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-07-20	2011-01-27
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-07-20	2026-02-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-18
	Rep	Asset management	2003-04-01	2003-08-18
	Rep	Providing automated trading services	2003-04-01	2003-08-18
	Rep	Dealing in futures contracts	2003-04-01	2004-07-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-18
	Rep	Advising on securities	2003-04-01	2003-08-18
	Rep	Asset management	2003-04-01	2003-08-18
	Rep	Providing automated trading services	2003-04-01	2003-08-18
	Rep	Dealing in securities	2003-04-01	2004-07-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.