Personnel Hong Kong SFC License Details (ID 70936)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-01-26	-
	Rep	Dealing in futures contracts	2021-01-26	-
	Rep	Dealing in securities	2021-01-26	-
	Rep	Leveraged foreign exchange trading	2014-01-27	2014-11-26
	Rep	Dealing in futures contracts	2011-09-02	2017-07-31
	Rep	Dealing in securities	2011-09-02	2017-07-31