Personnel Hong Kong SFC License Details (ID 70937)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2012-03-21	-
	Rep	Dealing in securities	2012-03-21	-
BOCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-03-21	2014-06-30
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-03-21	-
	Rep	Dealing in securities	2007-11-08	-