| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2020-06-30 |
| BOCI Bullion Company Limited | Rep | Advising on corporate finance | - | 2004-05-07 |
| Rep | Advising on securities | - | 2004-05-07 |
| Rep | Asset management | - | 2004-05-07 |
| Rep | Providing automated trading services | - | 2004-05-07 |
| Rep | Dealing in securities | - | 2004-05-07 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-01-13 |
| Rep | Asset management | - | 2004-01-13 |
| Rep | Dealing in futures contracts | - | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-12 |
| Rep | Advising on securities | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Dealing in securities | - | 2020-06-30 |