| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-10-13 | 2021-07-31 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-10-13 | 2021-07-31 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-11-25 | 2014-11-24 |
| Rep | Dealing in futures contracts | 2007-01-22 | 2017-10-04 |
| Rep | Dealing in securities | 2007-01-22 | 2017-10-04 |
| FT Securities Limited | Rep | Advising on futures contracts | 2006-09-07 | 2007-01-19 |
| Rep | Dealing in futures contracts | 2006-09-01 | 2007-01-19 |
| Rep | Dealing in securities | 2006-09-01 | 2007-01-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-10 | 2006-08-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-10-30 | 2006-08-24 |
| Quam Securities Limited | Rep | Advising on corporate finance | - | 2003-10-30 |
| Rep | Advising on securities | - | 2003-10-30 |
| Rep | Asset management | - | 2003-10-30 |
| Rep | Dealing in securities | - | 2003-10-30 |