Personnel SFC Licences and HKMA Registrations (ID 70944)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-01-12	2018-12-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-01-12	-
	Rep	Dealing in securities	2015-01-12	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2010-10-07	2011-01-17
	Rep	Dealing in securities	2010-10-07	2014-12-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.