| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2012-07-26 | 2014-11-26 |
| Rep | Dealing in futures contracts | 2007-03-28 | 2017-04-10 |
| Rep | Dealing in securities | 2007-03-28 | 2017-04-10 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | - | 2007-03-17 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2004-08-04 |
| Rep | Asset management | - | 2004-08-04 |
| Rep | Dealing in futures contracts | - | 2007-03-17 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on corporate finance | - | 2004-08-04 |
| Rep | Advising on securities | - | 2004-08-04 |
| Rep | Asset management | - | 2004-08-04 |
| Rep | Dealing in securities | - | 2007-03-17 |