Personnel Hong Kong SFC License Details (ID 70954)

Personnel Hong Kong SFC License Details (ID 70954)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2012-06-19	2013-11-07
	Rep	Dealing in securities	2012-06-19	2013-11-07
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-06-22	2011-12-30
	Rep	Dealing in futures contracts	2011-02-01	2011-12-30
	Rep	Dealing in securities	2011-02-01	2011-12-30
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	-	2011-01-01
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-08-04
	Rep	Asset management	-	2004-08-04
	Rep	Dealing in futures contracts	-	2011-01-01
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-08-04
	Rep	Asset management	-	2004-08-04
	Rep	Dealing in futures contracts	-	2011-01-01
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2004-08-04
	Rep	Advising on securities	-	2004-08-04
	Rep	Asset management	-	2004-08-04
	Rep	Dealing in securities	-	2011-01-01