| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited | RO | Advising on futures contracts | 2017-08-01 | - |
| RO | Advising on securities | 2017-08-01 | - | |
| RO | Asset management | 2017-08-01 | - | |
| RO | Dealing in futures contracts | 2017-08-01 | - | |
| RO | Dealing in securities | 2016-08-18 | - | |
| China Universal Asset Management (Hong Kong) Company Limited | RO | Dealing in securities | 2015-08-19 | 2015-11-07 |
| Rep | Asset management | 2014-08-14 | 2015-11-07 | |
| Rep | Advising on securities | 2014-05-12 | 2015-11-07 | |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-10-15 | 2014-04-29 |
| Rep | Dealing in futures contracts | 2007-05-21 | 2014-04-29 | |
| Rep | Dealing in securities | 2007-05-21 | 2014-04-29 |
No HKMA registrations in the collected records.