| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2021-04-30 | 2022-01-05 |
| RO | Dealing in futures contracts | 2021-04-30 | 2022-01-05 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2021-04-30 | 2022-01-05 |
| RO | Dealing in securities | 2021-04-30 | 2022-01-05 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-04-13 | 2021-04-30 |
| Rep | Dealing in futures contracts | 2021-04-13 | 2021-04-30 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-04-13 | 2021-04-30 |
| Rep | Dealing in securities | 2021-04-13 | 2021-04-30 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2017-05-31 | 2021-02-08 |
| RO | Dealing in futures contracts | 2015-05-29 | 2021-02-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2015-05-29 | 2021-02-08 |
| RO | Dealing in securities | 2015-05-29 | 2021-02-08 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-03-11 | 2015-05-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-03-11 | 2015-05-29 |
| Rep | Dealing in securities | 2015-03-11 | 2015-05-29 |
| BOCI SECURITIES LIMITED | RO | Advising on securities | 2013-09-30 | 2015-02-07 |
| BOCI ASIA LIMITED | RO | Dealing in securities | 2012-03-27 | 2015-02-07 |
| BOCI SECURITIES LIMITED | RO | Dealing in futures contracts | 2012-03-27 | 2015-02-07 |
| RO | Dealing in securities | 2012-03-27 | 2015-02-07 |
| BOCI ASIA LIMITED | Rep | Dealing in securities | 2012-02-14 | 2012-03-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-04-07 | 2012-03-27 |
| Rep | Dealing in securities | 2008-04-07 | 2012-03-27 |