Personnel Hong Kong SFC License Details (ID 70958)

Personnel Hong Kong SFC License Details (ID 70958)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2012-09-11	2012-12-07
	Rep	Dealing in futures contracts	2006-05-11	2012-12-07
	Rep	Dealing in securities	2006-05-11	2012-12-07
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2006-05-02	2006-05-04
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2006-05-02	2006-05-04
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2003-12-02	2006-04-08
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2003-10-18	2006-04-08
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-18	2006-04-08
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2003-10-18	2006-04-08