Personnel Hong Kong SFC License Details (ID 70964)

Personnel Hong Kong SFC License Details (ID 70964)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2009-07-22	-
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2008-03-04	2008-03-04
BOCOM International Securities Limited	Rep	Dealing in securities	2008-03-04	2009-07-12
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-25
	Rep	Advising on securities	2003-04-01	2003-08-25
	Rep	Asset management	2003-04-01	2003-08-25
	Rep	Providing automated trading services	2003-04-01	2003-08-25
	Rep	Dealing in securities	2003-04-01	2008-02-01