| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2016-03-18 | 2016-04-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-26 | 2016-04-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-08-18 | 2016-04-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-08-18 | 2016-04-13 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-24 | 2014-08-06 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-10 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-10 | 2014-08-06 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | - | 2005-08-09 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2004-08-05 |
| Rep | Asset management | - | 2004-08-05 |
| Rep | Dealing in futures contracts | - | 2005-08-09 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on corporate finance | - | 2004-08-05 |
| Rep | Advising on securities | - | 2004-08-05 |
| Rep | Asset management | - | 2004-08-05 |
| Rep | Dealing in securities | - | 2005-08-09 |