Personnel Hong Kong SFC License Details (ID 70977)

Personnel Hong Kong SFC License Details (ID 70977)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2020-10-13	2022-10-31
	Rep	Dealing in futures contracts	2020-10-13	2022-10-31
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-10-13	2022-10-31
	Rep	Dealing in securities	2020-10-13	2022-10-31
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2013-10-02	2015-03-27
	Rep	Dealing in futures contracts	2010-08-31	2020-09-14
	Rep	Advising on securities	2010-07-20	2020-09-14
	Rep	Dealing in securities	2010-07-20	2020-09-14