| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-09-03 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2019-09-16 | - |
| Rep | Dealing in futures contracts | 2019-09-16 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-09-16 | - |
| Rep | Advising on securities | 2019-08-14 | - |
| Oakwise Capital Management Limited | RO | Advising on securities | 2019-03-07 | 2019-06-15 |
| RO | Asset management | 2019-03-07 | 2019-06-15 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-03-15 | 2018-09-21 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-03-15 | 2018-09-21 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-06-08 | 2014-11-21 |
| Rep | Dealing in futures contracts | 2009-06-17 | 2017-03-06 |
| Rep | Advising on securities | 2009-04-07 | 2011-11-10 |
| Rep | Dealing in securities | 2009-04-07 | 2017-03-06 |
| Rep | Advising on securities | 2008-04-15 | 2008-10-07 |
| Rep | Dealing in securities | 2008-03-13 | 2008-10-07 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-09-13 | 2008-03-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-06-28 | 2008-03-01 |