| Pearl International Securities Limited | RO | Advising on securities | 2021-11-16 | 2022-11-25 |
| RO | Dealing in securities | 2021-11-16 | 2022-11-25 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-16 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-11-16 | 2018-12-18 |
| Rep | Dealing in securities | 2005-11-16 | 2018-12-18 |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2004-12-30 | 2005-10-31 |
| Funderstone Securities Limited | Rep | Dealing in securities | 2004-12-30 | 2005-10-31 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | - | 2003-07-31 |
| Rep | Asset management | - | 2003-07-31 |
| Rep | Providing automated trading services | - | 2003-07-31 |
| Rep | Dealing in futures contracts | - | 2003-07-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | - | 2003-07-31 |
| Rep | Advising on securities | - | 2003-07-31 |
| Rep | Asset management | - | 2003-07-31 |
| Rep | Providing automated trading services | - | 2003-07-31 |
| Rep | Dealing in securities | - | 2003-07-31 |