Personnel Hong Kong SFC License Details (ID 70986)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-09-12	2012-01-27
	Rep	Advising on securities	2011-06-17	2012-01-27
	Rep	Dealing in securities	2011-06-17	2012-01-27
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-05-17
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-01-25	2011-05-17
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-01-25	2010-12-06