Webb-site Legacy

Hui, Yau Wing 許有榮

SFC ID:AGH231

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on futures contracts	2024-06-21	2025-11-12
	Rep	Dealing in futures contracts	2010-02-10	2025-11-12
	Rep	Dealing in securities	2008-01-15	-
	Rep	Advising on securities	2007-12-04	-
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2007-07-20	2007-11-10
AISANCE ASSET MANAGEMENT LIMITED	Rep	Asset management	2006-01-09	2006-03-04
KGI ASIA LIMITED	Rep	Dealing in securities	2006-01-09	2006-03-04
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-01-09	2006-03-04
CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED	Rep	Asset management	2004-07-29	2005-03-10
Vision Capital Investment Management Limited	Rep	Asset management	2004-07-29	2005-07-01
	Rep	Dealing in securities	2004-07-29	2005-07-01
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-16
	Rep	Advising on securities	2003-04-01	2003-05-16
	Rep	Asset management	2003-04-01	2003-05-16
	Rep	Dealing in securities	2003-04-01	2003-05-16