| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-08-19 | - |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-08-19 | - |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2014-05-08 | 2014-08-13 |
| Rep | Dealing in futures contracts | 2005-10-24 | 2014-08-13 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-19 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-19 | 2014-08-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2005-04-19 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2005-04-19 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-05 |
| Rep | Asset management | 2003-04-01 | 2004-02-05 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-12-11 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-05 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-05 |
| Rep | Asset management | 2003-04-01 | 2004-02-05 |
| Rep | Dealing in securities | 2003-04-01 | 2004-12-11 |