| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | RO | Advising on securities | 2026-05-11 | - |
| RO | Dealing in futures contracts | 2026-05-11 | - | |
| RO | Dealing in securities | 2026-05-11 | - | |
| Rep | Advising on securities | 2018-09-06 | 2026-05-11 | |
| Rep | Leveraged foreign exchange trading | 2013-04-17 | 2014-11-21 | |
| Rep | Dealing in futures contracts | 2005-10-13 | 2026-05-11 | |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-08 | 2011-01-27 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-08 | 2026-05-11 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-02-17 | 2005-03-23 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2005-02-17 | 2005-03-23 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-02 | 2005-01-18 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-08-02 | 2005-01-18 |
| Apricot Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-04 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-04 | |
| Rep | Asset management | 2003-04-01 | 2004-02-04 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-07-27 |
No HKMA registrations in the collected records.