Personnel Hong Kong SFC License Details (ID 70996)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2015-08-03	2020-10-27
Ruffer (Asia) Limited	Rep	Asset management	2013-10-15	2015-07-31
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2007-08-14	2013-09-07
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2006-08-01	2006-09-26