| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2020-12-16 | - |
| Rep | Leveraged foreign exchange trading | 2013-08-02 | 2014-11-21 | |
| Rep | Dealing in futures contracts | 2010-04-09 | - | |
| Rep | Dealing in securities | 2010-04-09 | - | |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-07-05 | 2010-04-07 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-07-05 | 2010-04-07 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-13 | 2006-06-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-02-13 | 2006-06-30 |
| CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-13 |
| Rep | Asset management | 2003-04-01 | 2004-02-13 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-13 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-02-13 | |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2004-02-13 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-13 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-13 | |
| Rep | Asset management | 2003-04-01 | 2004-02-13 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-13 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-13 |
No HKMA registrations in the collected records.