| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2025-09-03 | 2026-06-07 |
| CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2025-09-03 | 2026-06-07 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2025-06-02 | 2025-09-03 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2025-06-02 | 2025-09-03 |
| Rep | Advising on securities | 2025-06-02 | 2026-06-07 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-06-27 | 2025-05-02 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-06-27 | 2025-05-02 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2022-11-01 | 2024-06-27 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2022-11-01 | 2024-06-27 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-07 | 2022-11-01 |
| Rep | Advising on futures contracts | 2018-11-07 | 2025-05-02 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-07 | 2022-11-01 |
| Rep | Advising on securities | 2018-11-07 | 2025-05-02 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2016-09-07 | 2018-10-12 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2016-09-07 | 2018-10-12 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-04-29 | 2014-11-21 |
| Rep | Dealing in futures contracts | 2006-04-10 | 2016-09-02 |
| Rep | Dealing in securities | 2006-04-10 | 2016-09-02 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2004-02-20 | 2005-01-21 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-12-15 | 2005-01-21 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-12-15 | 2005-01-21 |