| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-10-11 | 2025-03-28 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-11 | 2025-03-28 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2011-06-08 | 2011-09-21 |
| Rep | Dealing in futures contracts | 2011-01-27 | 2011-09-21 |
| Rep | Dealing in securities | 2011-01-27 | 2011-09-21 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-09-24 | 2011-01-18 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-24 | 2011-01-18 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | - | 2010-09-03 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2004-08-05 |
| Rep | Asset management | - | 2004-08-05 |
| Rep | Dealing in futures contracts | - | 2010-09-03 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on corporate finance | - | 2004-08-05 |
| Rep | Advising on securities | - | 2004-08-05 |
| Rep | Asset management | - | 2004-08-05 |
| Rep | Dealing in securities | - | 2010-09-03 |