Personnel Hong Kong SFC License Details (ID 71009)

Personnel Hong Kong SFC License Details (ID 71009)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2022-01-20	2024-06-28
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2016-01-12	2017-09-26
	Rep	Asset management	2016-01-12	2017-09-26
	Rep	Dealing in securities	2016-01-12	2017-09-26
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2014-10-22	2015-10-28
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-09-02	2012-07-09
	Rep	Advising on securities	2010-02-08	2012-05-23
	Rep	Dealing in securities	2010-02-08	2012-07-09