Personnel Hong Kong SFC License Details (ID 71011)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-12-13	-
BOCI Bullion Company Limited	Rep	Providing automated trading services	2003-08-04	2004-04-29
	Rep	Dealing in securities	2003-08-04	2004-04-29
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25
	Rep	Dealing in securities	2003-04-01	2018-08-23