Personnel Hong Kong SFC License Details (ID 71015)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2008-05-29	-
YU ON SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	2003-04-01	2003-07-03
	Rep	Advising on corporate finance	2003-04-01	2003-10-06
	Rep	Advising on securities	2003-04-01	2003-10-06
	Rep	Asset management	2003-04-01	2003-10-06
	Rep	Dealing in securities	2003-04-01	2008-04-24