Personnel Hong Kong SFC License Details (ID 71022)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MANGO FINANCIAL LIMITED	Rep	Dealing in securities	2026-08-12	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2022-08-02	2023-10-06
	Rep	Dealing in futures contracts	2022-08-02	2023-10-06
	Rep	Dealing in securities	2022-08-02	2023-10-06
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2012-06-12	2022-06-30
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2012-06-12	2022-06-30
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-08-07	2012-05-28
	Rep	Dealing in securities	2008-08-07	2012-05-28
Quam Securities Limited	Rep	Dealing in futures contracts	2007-07-23	2008-07-23
	Rep	Dealing in securities	2007-07-23	2008-07-23
Well Link International Securities Limited	Rep	Dealing in futures contracts	2005-08-25	2007-07-04
WINWIN SECURITIES LIMITED	Rep	Dealing in securities	2005-08-25	2007-07-04
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-12-29	2005-06-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-29	2005-06-14
VC BROKERAGE LIMITED	Rep	Dealing in securities	2003-10-11	2004-12-23
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2003-10-11	2004-12-23
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-25
	Rep	Asset management	2003-04-01	2003-08-25
	Rep	Providing automated trading services	2003-04-01	2003-08-25
	Rep	Dealing in futures contracts	2003-04-01	2003-10-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-25
	Rep	Advising on securities	2003-04-01	2003-08-25
	Rep	Asset management	2003-04-01	2003-08-25
	Rep	Providing automated trading services	2003-04-01	2003-08-25
	Rep	Dealing in securities	2003-04-01	2003-10-10