Personnel Hong Kong SFC License Details (ID 71029)

Personnel Hong Kong SFC License Details (ID 71029)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2021-07-07	2022-10-26
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	RO	Dealing in futures contracts	2020-06-02	2022-10-26
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Dealing in securities	2017-11-14	2022-10-26
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2016-09-07	2020-06-02
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2016-09-07	2017-11-14
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-04-20	2016-08-26
	Rep	Dealing in securities	2008-01-07	2016-08-26