| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2024-12-11 | 2026-07-27 |
| RO | Dealing in futures contracts | 2024-12-11 | 2026-07-27 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-12-11 | 2026-07-27 |
| RO | Dealing in securities | 2024-12-11 | 2026-07-27 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2024-09-02 | 2024-12-11 |
| Rep | Dealing in futures contracts | 2024-09-02 | 2024-12-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-09-02 | 2024-12-11 |
| Rep | Dealing in securities | 2024-09-02 | 2024-12-11 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2024-02-28 | 2024-07-28 |
| CMBC SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-02-28 | 2024-07-28 |
| RO | Dealing in securities | 2024-02-28 | 2024-07-28 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2022-05-20 | 2024-01-05 |
| RO | Dealing in futures contracts | 2022-05-20 | 2024-01-05 |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2021-12-24 | 2024-01-05 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2018-12-27 | 2024-01-05 |
| RO | Dealing in securities | 2018-12-27 | 2024-01-05 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2018-10-24 | 2022-05-20 |
| Rep | Dealing in futures contracts | 2018-10-24 | 2022-05-20 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-10-24 | 2018-12-27 |
| Rep | Dealing in securities | 2018-10-24 | 2018-12-27 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2016-12-16 | 2018-08-31 |
| RO | Dealing in securities | 2016-12-16 | 2018-08-31 |
| Rep | Dealing in futures contracts | 2016-11-07 | 2018-08-31 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2016-09-09 | 2018-08-31 |
| Rep | Dealing in futures contracts | 2016-09-09 | 2018-08-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2016-09-09 | 2016-12-16 |
| Rep | Dealing in securities | 2016-09-09 | 2016-12-16 |
| BOCI SECURITIES LIMITED | Rep | Advising on futures contracts | 2014-07-09 | 2016-07-29 |
| Rep | Dealing in futures contracts | 2014-07-09 | 2016-07-29 |
| RO | Advising on securities | 2014-02-11 | 2016-07-29 |
| RO | Dealing in securities | 2014-02-11 | 2016-07-29 |
| BOCI ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-12-16 | 2014-06-30 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2010-02-08 | 2014-02-11 |
| Rep | Dealing in securities | 2010-02-08 | 2014-02-11 |