Personnel Hong Kong SFC License Details (ID 71033)

Personnel Hong Kong SFC License Details (ID 71033)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-04-27	2011-09-16
	Rep	Dealing in securities	2006-04-27	2011-09-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2003-12-11	2006-03-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-12-11	2006-03-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	-	2003-04-02
	Rep	Asset management	-	2003-04-02
	Rep	Providing automated trading services	-	2003-04-02
	Rep	Dealing in futures contracts	-	2003-04-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-04-02
	Rep	Advising on securities	-	2003-04-02
	Rep	Asset management	-	2003-04-02
	Rep	Dealing in securities	-	2003-04-02