Lau, Cathy Wai Ping 劉懷平

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2016-10-14	-
	Rep	Asset management	2016-10-14	-
	Rep	Dealing in securities	2016-10-14	-
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-09-02	2016-07-28
	Rep	Advising on securities	2010-03-22	2016-07-28
	Rep	Dealing in securities	2010-03-22	2016-07-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2016-10-14	-
	Rep	Asset management	2016-10-14	-
	Rep	Dealing in securities	2016-10-14	-
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-09-02	2016-07-28
	Rep	Advising on securities	2010-03-22	2016-07-28
	Rep	Dealing in securities	2010-03-22	2016-07-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.