Personnel Hong Kong SFC License Details (ID 71037)

Personnel Hong Kong SFC License Details (ID 71037)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-10-09	-
	Rep	Dealing in futures contracts	2018-10-09	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-09	-
	Rep	Dealing in securities	2018-10-09	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2017-03-08	2018-09-26
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2017-03-08	2018-09-26
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-05-15	2017-02-02
	Rep	Advising on securities	2010-06-21	2017-02-02
	Rep	Dealing in securities	2010-06-21	2017-02-02