Webb-site Legacy
En
Home
Law, Pui Tai 羅培蒂 SFC Licences and HKMA Registrations (ID 71040)
Law, Pui Tai 羅培蒂
SFC ID:
APJ561
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BOCI SECURITIES LIMITED
Rep
Advising on securities
2021-03-30
-
Rep
Dealing in futures contracts
2007-08-08
-
Rep
Dealing in securities
2007-08-08
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.