Personnel Hong Kong SFC License Details (ID 71042)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2021-01-05	-
	Rep	Leveraged foreign exchange trading	2012-05-09	2014-11-26
	Rep	Dealing in futures contracts	2011-07-06	-
	Rep	Dealing in securities	2009-07-02	-
	Rep	Advising on securities	2009-07-02	2011-11-10