Personnel Hong Kong SFC License Details (ID 71048)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Dealing in securities	2025-07-30	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2025-07-30	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2015-01-05	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2011-08-31	2014-12-22