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Personnel Hong Kong SFC License Details (ID 71050)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BOCI SECURITIES LIMITED
Rep
Leveraged foreign exchange trading
2014-01-16
2014-11-26
Rep
Dealing in futures contracts
2009-05-07
2022-07-22
Rep
Dealing in securities
2008-04-25
2022-07-22