Personnel Hong Kong SFC License Details (ID 71056)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AFFINITY EQUITY PARTNERS (HK) LIMITED	Rep	Advising on securities	2010-08-16	2014-01-07
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2009-08-03	2010-04-30
	Rep	Dealing in securities	2009-08-03	2010-04-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-06-20	2007-07-31