Personnel Hong Kong SFC License Details (ID 71066)

Personnel Hong Kong SFC License Details (ID 71066)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Haitong Futures Hong Kong Limited	RO	Advising on futures contracts	2019-06-21	2021-01-13
	RO	Dealing in futures contracts	2019-06-21	2021-01-13
DAYOU FUTURES (HK) COMPANY LIMITED	RO	Dealing in futures contracts	2018-10-03	2019-05-01
	Rep	Dealing in futures contracts	2018-09-27	2018-10-03
CHINA TIMES SECURITIES LIMITED	RO	Dealing in futures contracts	2017-10-09	2018-07-18
BERICH FUTURES (H.K.) COMPANY LIMITED	RO	Dealing in futures contracts	2015-01-22	2017-06-30
GUOYUAN FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2012-06-29	2014-12-31
	RO	Dealing in futures contracts	2012-06-29	2014-12-31
BERICH FUTURES (H.K.) COMPANY LIMITED	RO	Dealing in futures contracts	2010-07-02	2012-06-04
ENLIGHTEN FUTURES LIMITED	RO	Dealing in futures contracts	2008-09-17	2010-06-30
	Rep	Dealing in futures contracts	2006-11-02	2008-09-17
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-12-30
	Rep	Asset management	-	2003-12-30
	Rep	Dealing in futures contracts	-	2006-11-01