Personnel Hong Kong SFC License Details (ID 71072)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2022-08-01	-
	Rep	Dealing in securities	2006-10-06	-
	Rep	Advising on securities	2006-10-06	2011-07-27
CASH Wealth Management Limited	Rep	Advising on securities	2006-06-15	2006-09-01
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-05
	Rep	Asset management	2003-04-01	2004-09-07
	Rep	Dealing in securities	2003-04-01	2004-09-07
	Rep	Advising on securities	2003-04-01	2005-07-27