| Country Capital Asia Limited | RO | Advising on securities | 2026-02-02 | - |
| RO | Asset management | 2026-02-02 | - |
| RO | Dealing in securities | 2026-02-02 | - |
| Core Capital Securities Limited | RO | Dealing in securities | 2023-05-19 | 2025-04-01 |
| JT CAPITAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-05-19 | 2025-04-01 |
| RO | Asset management | 2023-05-19 | 2025-04-01 |
| SILVER GRANT INTERNATIONAL CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2022-05-24 | 2022-10-18 |
| RO | Asset management | 2022-05-24 | 2022-10-18 |
| Renco Investments Limited | RO | Advising on securities | 2022-02-14 | 2022-04-30 |
| RO | Asset management | 2022-02-14 | 2022-04-30 |
| Victoria Harbour Securities International Limited | RO | Advising on securities | 2021-09-10 | 2022-01-13 |
| RO | Asset management | 2021-09-10 | 2022-01-13 |
| RO | Dealing in securities | 2021-09-10 | 2022-01-13 |
| Rep | Advising on securities | 2021-08-19 | 2021-09-10 |
| Rep | Asset management | 2021-08-19 | 2021-09-10 |
| Infinite Success Assets Management Limited | RO | Advising on securities | 2021-01-21 | 2021-06-17 |
| RO | Asset management | 2021-01-21 | 2021-06-17 |
| Da Wan Asset Management Limited | RO | Advising on securities | 2018-12-13 | 2019-08-31 |
| RO | Asset management | 2018-12-13 | 2019-08-31 |
| JINGDONG SECURITIES LIMITED | RO | Advising on securities | 2017-05-26 | 2018-10-31 |
| RO | Asset management | 2017-05-26 | 2018-10-31 |
| RO | Dealing in securities | 2017-05-26 | 2018-10-31 |
| Bright Fund Management Limited | Rep | Asset management | 2015-08-11 | 2017-05-18 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-06-10 | 2017-05-18 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-06-10 | 2017-05-18 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-30 | 2013-05-23 |
| Rep | Advising on securities | 2008-12-05 | 2011-11-10 |
| Rep | Dealing in securities | 2008-12-05 | 2013-05-23 |