Personnel SFC Licences and HKMA Registrations (ID 71077)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-09-27	2014-11-26
	Rep	Dealing in futures contracts	2006-05-03	-
	Rep	Dealing in securities	2005-07-29	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.