Personnel Hong Kong SFC License Details (ID 71078)

Personnel Hong Kong SFC License Details (ID 71078)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2014-01-15	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2014-01-15	2017-02-12
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2011-12-13	2013-12-31
	Rep	Dealing in futures contracts	2005-10-13	2013-12-31
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-13
	Rep	Asset management	2003-04-01	2004-01-13
	Rep	Dealing in futures contracts	2003-04-01	2011-01-27
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-12
	Rep	Advising on securities	2003-04-01	2004-01-12
	Rep	Asset management	2003-04-01	2004-01-12
	Rep	Dealing in securities	2003-04-01	2013-12-31