Liu, Wan Hoi 廖雲海

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	RO	Dealing in futures contracts	2026-08-11	-
	RO	Dealing in securities	2026-08-11	-
	Rep	Dealing in futures contracts	2010-08-31	2026-08-11
	Rep	Advising on securities	2009-02-06	2011-08-19
	Rep	Dealing in securities	2009-02-06	2026-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	RO	Dealing in futures contracts	2026-08-11	-
	RO	Dealing in securities	2026-08-11	-
	Rep	Dealing in futures contracts	2010-08-31	2026-08-11
	Rep	Advising on securities	2009-02-06	2011-08-19
	Rep	Dealing in securities	2009-02-06	2026-08-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.