Personnel Hong Kong SFC License Details (ID 71087)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2014-03-21	2014-10-11
	Rep	Dealing in securities	2014-03-21	2014-10-11
BOCI SECURITIES LIMITED	Rep	Advising on securities	2012-04-10	2014-03-10
	Rep	Dealing in securities	2010-08-02	2014-03-10
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2005-04-23	2006-04-26
	Rep	Dealing in securities	2005-04-23	2006-04-26